*****Head of Compliance for 10B AUM Real Estate Private Equity Firm*****

Responsibilities:

• Administer Firm's compliance policies and procedures in accordance with SEC and other regulatory requirements
• Act as Firm's appointed SEC regulatory liaison, managing preparatory regulatory audits and exams
• Monitor global regulatory and business developments and revise policies and procedures as necessary
• Serve as the primary contact for global regulators and meet with investors, counterparties and other stakeholders
• Develop an overall strategic vision for the compliance functional areas of the entire business which involves managing and mitigating risk, establishing proper controls, supports business initiatives and protects the company from regulatory risk
• Execute and ongoing assessment of Madison’s compliance program through compliance oversight procedures including completion of an annual compliance review
• Ensure that compliance policies and procedures are comprehensive, robust, current and reflect the Firm’s business processes
• Collaborate with business partners  such as HR, as needed, to resolve compliance issues related to existing and/or new practices and implement solutions
• Collaborate with the Chief Information Officer to oversee and assist in the management of the Firm’s Cybersecurity and Business Continuity Plans
• Ensure that all appropriate regulatory filings are made in a timely manner such as ADV (Parts 1 and 2), Form PF, 13F, 13H and 13D/G, and US Treasury filings, including SLT/TIC.
• Manage the Firm’s Anti-Money Laundering (“AML”) Program, including procedures for both investor onboarding and investment-level AML and serve as Firm’s AML Compliance Officer
• Oversee and/or participate in numerous committees, including Investment Committee, Valuation Committee, Best Execution Committee, Allocation Committee and Expense Allocation Committee
• Review and approve marketing materials and other communications to ensure compliance with applicable regulations
• Continuously oversee compliance with the Firm’s policies and procedures related to the management of material non-public information
• Oversee the Firm’s Code of Ethics, including the monitoring of employee personal trading and electronic communication to ensure policy and procedures are being followed
• Develop and provide tailored compliance training, guidance and education in order to anticipate risks, promote a culture of compliance and maintain high ethical standards
• Identify and address potential conflicts of interest which create risk for the firm and advise senior management regarding such potential conflicts
• Oversee due diligence on service providers to ensure that their compliance programs are effective and will not create undue risk to Firm
• Establishes a compliance calendar identifying important dates by which regulatory, client reporting, tax and compliance matters must be completed

Qualifications:

• Significant ( 12+ years) of relevant professional experience in compliance roles in the alternatives and/or private equity/hedge fund industry with a preferred focus on real estate/private equity, including experience managing a compliance program that includes an SEC Registered Investment Adviser
• Advanced degree in business or related field preferred (JD, MBA, CPA)

• Energetic, flexible, collaborative, and proactive; a team player who can positively and productively add product impact to both strategic and tactical aspects within the capital raising deal acquisition and disposition process
• Advanced understanding of the investment Advisers Act, relevant regulations and ethical conduct standards
• Experience in interacting directly with financial services regulatory bodies strongly preferred

• Has prior management abilities to oversee the enhancement and implementation of firm operational processes and procedures
• Strong process and planning orientation